SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2022 to Q3 2025

Type / Class
Equity / 2.75% CONVERTIBLE PREFERRED C
Symbol
SPEPRC
Shares outstanding
2,390,969
Price per share
$24.77
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
2,100,053
Total reported value
$52,399,887
% of total 13F portfolios
0%
Share change
+366,625
Value change
+$9,149,926
Number of holders
12
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Kovitz Investment Group Partners, LLC 50% $31,075,788 1,279,366 Kovitz Investment Group Partners, LLC 31 Jul 2025
Focus Partners Wealth 48% $28,427,662 1,147,665 Focus Partners Wealth 01 Jan 2026

As of 30 Sep 2025, 12 institutional investors reported holding 2,100,053 shares of SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC). This represents 88% of the company’s total 2,390,969 outstanding shares.

Top 12 Institutional Shareholders

The largest institutional shareholders of SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC) together control 88% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Kovitz Investment Group Partners, LLC 51% 1,217,502 -5.5% 0.12% $30,388,855
SEVEN MILE ADVISORY 16% 381,194 1.5% $9,514,602
CSS LLC/IL 13% 303,909 +6.3% 0.45% $7,568,124
GatePass Capital, LLC 4.6% 111,050 +45% 1.6% $2,771,808
UBS Group AG 1.3% 30,033 -7.2% 0% $749,624
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 0.98% 23,374 -5.2% 0.59% $583,415
WELLS FARGO & COMPANY/MN 0.84% 20,100 0% 0% $501,696
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.34% 8,054 0% $201,028
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.13% 3,056 0% 0.01% $76,278
MORGAN STANLEY 0.05% 1,286 0% 0% $32,115
OSAIC HOLDINGS, INC. 0.01% 295 0% 0% $7,350
WINMILL & CO. INC 0.01% 200 0% 0% $4,992

Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q3 2,100,053 $52,399,887 +$9,149,926 $24.96 12
2025 Q2 1,733,428 $42,961,169 -$103,027 $24.80 10
2025 Q1 1,737,581 $42,070,964 +$58,123 $24.16 10
2024 Q4 1,671,478 $40,212,325 -$45,975 $24.02 9
2024 Q3 1,673,417 $39,693,951 +$31,041,881 $23.75 9
2024 Q2 366,428 $8,488,378 -$30,345,936 $23.27 8
2024 Q1 1,702,648 $38,688,824 +$585,871 $22.73 9
2023 Q4 1,676,877 $38,356,404 -$278,871 $22.89 7
2023 Q3 1,713,784 $38,903,268 -$645,338 $22.70 9
2023 Q2 1,742,213 $39,895,912 -$525,726 $22.90 9
2023 Q1 1,765,170 $40,304,529 -$50,453 $22.85 9
2022 Q4 1,767,378 $40,103,867 -$291,589 $22.69 9
2022 Q3 1,780,229 $41,260,000 +$357,611 $23.20 9
2022 Q2 1,764,768 $42,170,000 +$34,230,811 $23.85 8
2022 Q1 334,285 $8,344,000 +$8,299,987 $24.98 6