SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)

Historical Holders from Q1 2015 to Q3 2025

Type / Class
Equity / Common Stock, $0.001 par value per share
Symbol
FUND on Nasdaq
Shares outstanding
29,899,122
Price per share
$8.31
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
18,823,653
Total reported value
$156,380,735
% of total 13F portfolios
0%
Share change
+183,831
Value change
+$1,537,791
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
33
Price from insider filings
$8.85
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
GEORGE W WHITNEY 41% $90,836,522 12,258,640 W. Whitney George 30 Dec 2024
As of 30 Sep 2025, SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) has 33 institutional shareholders filing 13F forms. They hold 18,823,653 shares. of 29,899,122 outstanding shares (63%) .

Top 25 institutional shareholders own 63% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
SPROTT INC. 51% 15,219,058 +0.93% 4.7% $126,429,285
ROYAL BANK OF CANADA 2.1% 620,962 +6.7% 0% $5,160,000
Shaker Financial Services, LLC 1.6% 474,364 +3.2% 1.4% $3,941,965
LPL Financial LLC 1.5% 443,037 -1.6% 0% $3,681,641
Integrated Wealth Concepts LLC 0.96% 287,121 -5.8% 0.02% $2,385,976
MORGAN STANLEY 0.94% 280,561 +5.7% 0% $2,331,462
Essex Financial Services, Inc. 0.73% 218,447 -0.08% 0.11% $1,815,294
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.58% 174,865 +20% 0.22% $1,453,128
AQR Arbitrage LLC 0.47% 140,061 -12% 0.03% $1,162,506
RIVERNORTH CAPITAL MANAGEMENT, LLC 0.46% 138,901 +46% 0.07% $1,154,267
1607 Capital Partners, LLC 0.46% 137,368 -6.7% 0.09% $1,141,528
UBS Group AG 0.4% 120,586 -0.71% 0% $1,002,070
WELLS FARGO & COMPANY/MN 0.33% 98,589 +2.1% 0% $819,275
CAPTRUST FINANCIAL ADVISORS 0.28% 84,108 +1.1% 0% $698,940
SAPIENT CAPITAL LLC 0.26% 79,187 -3.8% 0.01% $657,252
RAYMOND JAMES FINANCIAL INC 0.15% 45,493 +127% 0% $378,047
Hara Capital LLC 0.15% 44,633 -35% 0.22% $370,900
OSAIC HOLDINGS, INC. 0.14% 42,900 -15% 0% $356,362
LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.1% 29,114 -14% 0.03% $241,936
LEVEL FOUR ADVISORY SERVICES, LLC 0.09% 25,504 +3.3% 0.01% $211,942
CoreCap Advisors, LLC 0.07% 21,871 +3.3% 0.01% $181,750
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.07% 21,570 -24% 0% $179,031
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% 19,146 +1.5% 0% $159,103
BANK OF AMERICA CORP /DE/ 0.06% 17,720 +1.6% 0% $147,253
Waverly Advisors, LLC 0.04% 10,796 +3.3% 0% $89,715

Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (% of par) Investors
2025 Q3 18,823,653 $156,380,735 +$1,537,791 831% 33
2025 Q2 18,639,822 $139,382,654 +$1,986,910 748% 33
2025 Q1 18,374,511 $136,141,636 -$504,815 741% 33
2024 Q4 18,602,467 $136,102,543 +$1,219,527 731.5% 37
2024 Q3 18,431,262 $142,080,632 +$2,013,129 770% 33
2024 Q2 18,170,533 $136,057,673 -$1,179,211 748% 32
2024 Q1 18,168,325 $146,028,631 +$113,988,764 803.99% 33
2023 Q4 3,774,485 $30,195,202 -$407,569 800% 31
2023 Q3 4,088,232 $30,785,121 +$131,304 753% 31
2023 Q2 4,069,691 $32,354,291 +$115,094 795% 29
2023 Q1 4,035,968 $32,671,200 -$2,793,724 809.5% 29
2022 Q4 4,450,927 $35,472,392 -$1,056,158 797% 31
2022 Q3 4,540,518 $31,261,000 +$1,062,769 687.98% 29
2022 Q2 4,472,485 $33,816,000 -$499,226 756.01% 27
2022 Q1 4,462,101 $40,462,000 -$4,506,032 906.98% 26
2021 Q4 5,002,503 $43,020,000 -$4,390,273 859.98% 29
2021 Q3 5,353,435 $44,369,000 -$4,261,271 829.1% 28
2021 Q2 5,861,765 $49,856,000 -$1,717,685 850.51% 31
2021 Q1 6,065,651 $47,327,000 -$5,048,769 780% 31
2020 Q4 6,754,822 $46,601,000 +$3,675,327 690.01% 30
2020 Q3 6,379,991 $37,951,000 +$2,371,945 594.94% 32
2020 Q2 5,981,243 $35,274,000 +$3,368,796 590.02% 30
2020 Q1 5,414,778 $27,306,000 -$2,384,375 504.36% 27
2019 Q4 5,725,676 $42,147,000 +$2,455,352 736% 27
2019 Q3 5,319,747 $35,856,000 +$1,757,064 673.91% 28
2019 Q2 5,059,279 $34,088,000 -$3,383,806 673.93% 28
2019 Q1 5,560,640 $38,020,376 -$1,362,898 684.6% 24
2018 Q4 5,808,908 $33,570,000 -$1,349,722 578.03% 32
2018 Q3 5,987,798 $44,163,000 +$5,079,328 738.08% 34
2018 Q2 5,304,931 $41,471,000 -$3,488,377 781.86% 33
2018 Q1 5,752,276 $44,807,000 -$2,944,278 779.06% 33
2017 Q4 6,118,780 $48,476,000 +$3,363,394 792.03% 34
2017 Q3 5,680,908 $43,929,000 +$4,081,059 772.95% 32
2017 Q2 5,157,733 $38,018,000 +$2,682,045 737% 30
2017 Q1 4,793,388 $35,601,000 +$175,236 743.07% 31
2016 Q4 4,780,906 $33,187,000 -$410,869 694.02% 34
2016 Q3 4,842,524 $33,408,000 +$705,855 690.1% 36
2016 Q2 4,817,050 $30,917,355 +$2,728,607 641.95% 38
2016 Q1 4,604,771 $28,041,000 +$837,847 608.82% 44
2015 Q4 4,526,566 $26,226,000 -$569,814 579.77% 43
2015 Q3 4,258,001 $25,165,590 +$2,019,722 591.03% 36
2015 Q2 3,878,711 $27,460,283 +$2,607,904 707.97% 32
2015 Q1 3,486,044 $25,307,149 +$24,030,182 725.98% 29