SPROTT FUNDS TRUST - Exchange Traded Fund (ETF) Shares (SETM) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2023 to Q4 2025

Type / Class
Equity / Exchange Traded Fund (ETF) Shares
Symbol
SETM
Shares outstanding
8,767,374
Price per share
$28.95
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
2,375,631
Total reported value
$59,743,367
% of total 13F portfolios
0%
Share change
+903,784
Value change
+$22,724,898
Number of holders
26
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of SPROTT FUNDS TRUST - Exchange Traded Fund (ETF) Shares (SETM) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Paul R. Ried Financial Group, LLC 13% 0% $33,686,268 1,148,526 0% Paul R. Ried Financial Group, LLC 31 Dec 2025

As of 30 Sep 2025, 26 institutional investors reported holding 2,375,631 shares of SPROTT FUNDS TRUST - Exchange Traded Fund (ETF) Shares (SETM). This represents 27% of the company’s total 8,767,374 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of SPROTT FUNDS TRUST - Exchange Traded Fund (ETF) Shares (SETM) together control 27% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Paul R. Ried Financial Group, LLC 15% 1,303,117 +0.68% 17% $32,773,398
Thrivent Financial for Lutherans 6.4% 558,427 0.03% $14,044,000
Fortis Advisors, LLC 1.6% 142,389 2% $3,581,083
JANE STREET GROUP, LLC 1.2% 109,168 +123% 0% $2,745,575
COMMONWEALTH EQUITY SERVICES, LLC 0.6% 52,387 0% $1,318,000
HighTower Advisors, LLC 0.43% 37,286 +130% 0% $937,743
Brookstone Capital Management 0.42% 36,923 0.01% $928,613
SCOTIA CAPITAL INC. 0.3% 26,246 +30% 0% $660,093
Lane Generational LLC 0.21% 18,010 -2.8% 0.38% $452,951
Jaffetilchin Investment Partners, LLC 0.19% 16,702 -35% 0.03% $420,055
SPROTT INC. 0.14% 12,455 -53% 0.01% $313,243
Financial Security Advisor, Inc. 0.13% 11,089 0% 0.06% $278,897
Lokken Investment Group LLC 0.11% 9,413 0.08% $236,737
PFG Investments, LLC 0.11% 9,407 0.01% $236,575
Robertson Stephens Wealth Management, LLC 0.11% 9,319 0.01% $234,373
Cambridge Investment Research Advisors, Inc. 0.1% 9,069 0% $228,000
JTC Employer Solutions Trustee Ltd 0.04% 3,900 0% 0.01% $98,000
NATIONAL BANK OF CANADA /FI/ 0.03% 3,006 +561% 0% $75,150
AdvisorNet Financial, Inc 0.02% 1,965 0% $49,420
PRINCIPAL SECURITIES, INC. 0.02% 1,951 0% $49,068
OSAIC HOLDINGS, INC. 0.02% 1,472 0% $33,528
ROYAL BANK OF CANADA 0.01% 1,140 -80% 0% $29,000
Advisory Services Network, LLC 0% 389 0% $9,783
Dunhill Financial, LLC 0% 230 0% 0% $5,785
HIGHLINE WEALTH PARTNERS LLC 0% 170 0% $4,276

Institutional Holders of SPROTT FUNDS TRUST - Exchange Traded Fund (ETF) Shares (SETM) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 374,788 $10,850,113 +$10,850,113 $28.95 3
2025 Q3 2,375,631 $59,743,367 +$22,724,898 $25.15 26
2025 Q2 1,471,847 $25,493,005 +$2,142,947 $17.32 13
2025 Q1 1,348,641 $19,055,394 +$1,820,003 $14.13 10
2024 Q4 1,225,899 $18,495,888 +$917,948 $15.07 9
2024 Q3 132,894 $2,376,458 +$5,570 $17.88 7
2024 Q2 132,583 $2,273,490 +$1,559,404 $17.15 6
2024 Q1 41,652 $726,953 -$1,677,724 $17.32 5
2023 Q4 136,096 $2,406,834 +$1,108,808 $17.69 5
2023 Q3 73,219 $1,320,989 +$816,004 $18.04 6
2023 Q2 27,931 $496,198 -$2,695,046 $17.76 3
2023 Q1 183,279 $3,190,091 +$3,190,092 $17.40 4