Upland Software, Inc. - Common Stock, par value $0.0001 per share (UPLD) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2014 to Q4 2025

Type / Class
Equity / Common Stock, par value $0.0001 per share
Symbol
UPLD on Nasdaq
Shares outstanding
28,888,889
Price per share
$1.43
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
13,835,659
Total reported value
$32,752,404
% of total 13F portfolios
0%
Share change
-475,363
Value change
-$944,951
Number of holders
69
Price from insider filings
$1.43
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Upland Software, Inc. - Common Stock, par value $0.0001 per share (UPLD) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
van Schaick Petrus Paulus 9% +29% $6,162,000 +$1,422,000 2,600,000 +30% Jalak Investments B.V. 30 Sep 2025
CastleKnight Master Fund LP 3.7% $2,917,609 1,020,143 CastleKnight Master Fund LP 31 Dec 2024

As of 30 Sep 2025, 69 institutional investors reported holding 13,835,659 shares of Upland Software, Inc. - Common Stock, par value $0.0001 per share (UPLD). This represents 48% of the company’s total 28,888,889 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Upland Software, Inc. - Common Stock, par value $0.0001 per share (UPLD) together control 45% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
VANGUARD GROUP INC 6.4% 1,844,507 -0.52% 0% $4,371,482
ACADIAN ASSET MANAGEMENT LLC 4.6% 1,331,381 0% 0.01% $3,154,000
AMERIPRISE FINANCIAL INC 4.6% 1,320,696 +11% 0% $3,130,050
D. E. Shaw & Co., Inc. 3.8% 1,107,337 -17% 0% $2,624,389
NEW SOUTH CAPITAL MANAGEMENT INC 3.3% 965,263 -2.8% 0.1% $2,287,673
RICE HALL JAMES & ASSOCIATES, LLC 3% 871,259 -10% 0.11% $2,064,884
CastleKnight Management LP 2.8% 823,143 -14% 0.1% $1,950,849
BlackRock, Inc. 2.1% 620,602 -19% 0% $1,470,827
RBF Capital, LLC 1.8% 519,183 0% 0.06% $1,230,464
MARSHALL WACE, LLP 1.6% 448,648 +29% 0% $1,063,296
TWO SIGMA ADVISERS, LP 1.3% 384,800 -0.65% 0% $911,976
TWO SIGMA INVESTMENTS, LP 1.2% 352,699 +35% 0% $835,897
GEODE CAPITAL MANAGEMENT, LLC 0.96% 278,194 0% 0% $659,519
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.96% 277,790 0% 0% $658,362
RENAISSANCE TECHNOLOGIES LLC 0.89% 257,709 -16% 0% $610,770
Man Group plc 0.88% 255,135 -7.5% 0% $604,670
Assenagon Asset Management S.A. 0.72% 208,849 0% $494,972
Round Rock Advisors, LLC 0.65% 188,846 0.06% $409,796
Russell Investments Group, Ltd. 0.64% 186,048 +486% 0% $440,932
BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.56% 162,600 -17% 0.01% $385,362
GSA CAPITAL PARTNERS LLP 0.42% 121,600 -28% 0.02% $288,000
STATE STREET CORP 0.38% 109,951 0% 0% $260,584
Squarepoint Ops LLC 0.36% 103,319 +21% 0% $244,866
GOLDMAN SACHS GROUP INC 0.31% 90,240 +53% 0% $213,868
VICTORY CAPITAL MANAGEMENT INC 0.31% 89,950 0% $213,182

Institutional Holders of Upland Software, Inc. - Common Stock, par value $0.0001 per share (UPLD) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 319,711 $457,186 +$136,196 $1.43 3
2025 Q3 13,835,659 $32,752,404 -$944,951 $2.37 69
2025 Q2 14,311,022 $27,903,190 -$1,395,278 $1.95 65
2025 Q1 14,883,238 $42,567,929 -$1,049,533 $2.86 70
2024 Q4 15,011,789 $64,960,392 -$1,099,828 $4.34 74
2024 Q3 16,114,583 $40,125,108 -$2,666,879 $2.49 68
2024 Q2 16,743,407 $41,692,146 -$7,622,692 $2.49 65
2024 Q1 19,417,814 $59,997,904 -$18,335,119 $3.09 77
2023 Q4 64,200 $271,566 -$2,483,974 $4.23 1
2023 Q3 25,911,410 $119,707,168 +$3,474,337 $4.62 78
2023 Q2 23,632,620 $85,075,647 -$5,887,959 $3.60 89
2023 Q1 24,902,144 $107,086,424 -$1,182,045 $4.30 119
2022 Q4 24,737,935 $176,378,594 +$1,706,340 $7.13 128
2022 Q3 23,649,526 $192,203,044 -$6,777,201 $8.13 123
2022 Q2 23,356,464 $338,800,760 -$6,013,063 $14.52 121
2022 Q1 23,543,629 $414,376,532 -$5,905,567 $17.61 139
2021 Q4 23,796,439 $427,339,843 -$61,163,075 $17.94 145
2021 Q3 23,715,960 $793,867,067 +$4,172,599 $33.44 146
2021 Q2 23,373,669 $961,714,876 -$5,500,951 $41.17 151
2021 Q1 23,328,854 $1,101,836,828 +$23,110,406 $47.19 169
2020 Q4 23,143,884 $1,062,788,115 +$23,767,705 $45.89 179
2020 Q3 22,697,574 $856,789,941 +$93,333,662 $37.70 159
2020 Q2 20,197,786 $702,015,577 +$24,938,788 $34.76 146
2020 Q1 19,604,889 $525,875,962 -$8,347,557 $26.82 143
2019 Q4 19,246,109 $687,831,296 -$31,151,744 $35.71 157
2019 Q3 20,046,240 $698,918,062 +$18,661,743 $34.86 175
2019 Q2 18,882,977 $859,746,522 +$218,785,490 $45.53 169
2019 Q1 14,259,369 $604,021,120 +$41,597,218 $42.36 162
2018 Q4 13,359,898 $363,158,700 +$16,218,860 $27.18 148
2018 Q3 12,643,775 $408,546,038 +$50,641,101 $32.31 143
2018 Q2 11,063,143 $380,243,636 +$20,395,214 $34.37 136
2018 Q1 10,735,180 $308,857,699 +$13,808,157 $28.79 107
2017 Q4 10,402,217 $225,598,919 +$79,405,609 $21.66 79
2017 Q3 6,251,678 $132,279,418 +$13,709,325 $21.16 64
2017 Q2 5,596,633 $123,071,325 +$78,127,329 $21.99 57
2017 Q1 2,091,783 $33,240,000 +$15,028,803 $15.89 30
2016 Q4 1,187,036 $10,654,000 -$526,789 $8.95 24
2016 Q3 1,047,769 $9,230,000 +$570,678 $8.81 22
2016 Q2 983,272 $7,492,000 -$882,164 $7.62 23
2016 Q1 1,038,315 $7,133,000 +$559,105 $6.87 22
2015 Q4 955,999 $6,740,000 -$1,365,994 $7.05 23
2015 Q3 1,211,743 $9,572,000 -$1,568,832 $7.90 24
2015 Q2 1,356,033 $12,502,000 -$2,523,085 $9.22 24
2015 Q1 1,717,348 $12,086,000 -$5,307,272 $7.01 18
2014 Q4 2,232,592 $21,266,000 +$19,720,003 $9.56 23