Q3 2017 13F Holders as of 9/30/2017
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Type / Class
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Equity / COM
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Number of holders
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5
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Total 13F shares, excl. options
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313K
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Shares change
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+313K
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Total reported value, excl. options
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$3.17M
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Value change
-
+$3.17M
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Number of buys
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5
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Price
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$10.12
Significant Holders of XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) as of Q3 2017
5 filings reported holding XFLT - XAI Octagon Floating Rate & Alternative Income Trust - COM as of Q3 2017.
XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) has 5 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 313K shares
.
Largest 5 shareholders include UBS Group AG (119K shares), BARD ASSOCIATES INC (113K shares), US BANCORP \DE\ (50K shares), Clear Harbor Asset Management, LLC (20.4K shares), and Virtu Financial LLC (10.2K shares).
This table shows the top 5 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.