Q4 2018 13F Holders as of 12/31/2018
-
Type / Class
-
Equity / COM
-
Number of holders
-
17
-
Total 13F shares, excl. options
-
927K
-
Shares change
-
+245K
-
Total reported value, excl. options
-
$6.78M
-
Value change
-
+$1.76M
-
Number of buys
-
11
-
Number of sells
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-5
-
Price
-
$7.31
Significant Holders of XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) as of Q4 2018
18 filings reported holding XFLT - XAI Octagon Floating Rate & Alternative Income Trust - COM as of Q4 2018.
XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) has 17 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 927K shares
.
Largest 10 shareholders include UBS Group AG (282K shares), BARD ASSOCIATES INC (203K shares), Shaker Financial Services, LLC (118K shares), National Asset Management, Inc. (79.2K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (51.5K shares), US BANCORP \DE\ (43K shares), Clear Harbor Asset Management, LLC (34.9K shares), FIRST TRUST ADVISORS LP (26.2K shares), WEDBUSH SECURITIES INC (20.5K shares), and STIFEL FINANCIAL CORP (14.4K shares).
This table shows the top 17 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.