Q2 2019 13F Holders as of 6/30/2019
-
Type / Class
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Equity / COM
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Number of holders
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14
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Total 13F shares, excl. options
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1.08M
-
Shares change
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-211K
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Total reported value, excl. options
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$9.96M
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Value change
-
-$1.89M
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Number of buys
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6
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Number of sells
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-7
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Price
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$9.18
Significant Holders of XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) as of Q2 2019
18 filings reported holding XFLT - XAI Octagon Floating Rate & Alternative Income Trust - COM as of Q2 2019.
XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) has 14 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.08M shares
.
Largest 10 shareholders include UBS Group AG (606K shares), BARD ASSOCIATES INC (201K shares), National Asset Management, Inc. (78K shares), US BANCORP \DE\ (50K shares), FIRST TRUST ADVISORS LP (47K shares), Clear Harbor Asset Management, LLC (35.3K shares), WEDBUSH SECURITIES INC (26.5K shares), STIFEL FINANCIAL CORP (16.3K shares), ROYAL BANK OF CANADA (8.83K shares), and Advisory Services Network, LLC (3.91K shares).
This table shows the top 14 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.