Q1 2021 13F Holders as of 3/31/2021
-
Type / Class
-
Equity / COM
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Number of holders
-
28
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Total 13F shares, excl. options
-
1.29M
-
Shares change
-
+146K
-
Total reported value, excl. options
-
$11.7M
-
Value change
-
+$1.33M
-
Number of buys
-
18
-
Number of sells
-
-6
-
Price
-
$9.08
Significant Holders of XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) as of Q1 2021
30 filings reported holding XFLT - XAI Octagon Floating Rate & Alternative Income Trust - COM as of Q1 2021.
XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) has 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.29M shares
.
Largest 10 shareholders include UBS Group AG (233K shares), Belpointe Asset Management LLC (215K shares), BARD ASSOCIATES INC (171K shares), LPL Financial LLC (106K shares), WELLS FARGO & COMPANY/MN (75.5K shares), National Asset Management, Inc. (68.2K shares), Claybrook Capital, LLC (61K shares), WEDBUSH SECURITIES INC (51.4K shares), US BANCORP \DE\ (50K shares), and MORGAN STANLEY (49K shares).
This table shows the top 28 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.