Q3 2021 13F Holders as of 9/30/2021
-
Type / Class
-
Equity / COM
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Number of holders
-
38
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Total 13F shares, excl. options
-
1.89M
-
Shares change
-
+431K
-
Total reported value, excl. options
-
$16.2M
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Value change
-
+$3.68M
-
Number of buys
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29
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Number of sells
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-8
-
Price
-
$8.58
Significant Holders of XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) as of Q3 2021
41 filings reported holding XFLT - XAI Octagon Floating Rate & Alternative Income Trust - COM as of Q3 2021.
XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) has 38 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.89M shares
.
Largest 10 shareholders include LPL Financial LLC (280K shares), Belpointe Asset Management LLC (194K shares), UBS Group AG (184K shares), BARD ASSOCIATES INC (171K shares), Claybrook Capital, LLC (118K shares), PNC Financial Services Group, Inc. (82.4K shares), Virtus ETF Advisers LLC (77.2K shares), WELLS FARGO & COMPANY/MN (66K shares), MORGAN STANLEY (63K shares), and National Asset Management, Inc. (61.3K shares).
This table shows the top 38 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.