Q3 2023 13F Holders as of 9/30/2023
-
Type / Class
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Equity / COM
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Number of holders
-
8
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Total 13F shares, excl. options
-
183K
-
Shares change
-
+15.1K
-
Total reported value, excl. options
-
$1.28M
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Value change
-
+$114K
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Number of buys
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3
-
Number of sells
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-4
-
Price
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$6.95
Significant Holders of XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) as of Q3 2023
11 filings reported holding XFLT - XAI Octagon Floating Rate & Alternative Income Trust - COM as of Q3 2023.
XAI Octagon Floating Rate & Alternative Income Trust - COM (XFLT) has 8 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 183K shares
.
Largest 10 shareholders include Belpointe Asset Management LLC (73.9K shares), B. Riley Wealth Advisors, Inc. (68.9K shares), Modera Wealth Management, LLC (18.7K shares), CoreCap Advisors, LLC (16.5K shares), HUNTINGTON NATIONAL BANK (2.2K shares), COMERICA BANK (2K shares), TOMPKINS FINANCIAL CORP (1K shares), FNY Investment Advisers, LLC (200 shares), SYKON CAPITAL LLC (0 shares), and SIGNATUREFD, LLC (0 shares).
This table shows the top 8 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.