First Trust Portfolios Lp

13F Holdings History for First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU)

Symbol: FXU
Investment type: Equity / First Trust Utilities AlphaDEX(R) Fund
Latest Disclosed Ownership: 16.5M shares
Security Ownership: 42.2%

First Trust Portfolios L.P. ownership in First Trust Exchange-Traded AlphaDEX(R) Fund First Trust Utilities AlphaDEX(R) Fund (FXU)

2025-07-23 - First Trust Portfolios L.P. has filed an SCHEDULE 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 16.5M shares of First Trust Exchange-Traded AlphaDEX(R) Fund First Trust Utilities AlphaDEX(R) Fund (FXU). This represents 42.2% percent ownership of the company. In their previous filing dated 2025-05-07, FIRST TRUST PORTFOLIOS LP had reported owning 16.7M shares, indicating a decrease of -1.29% percent.

Reporting Name	Ownership %	Change	Value $	Shares owned	Change	Activity %	Price	Form	Report date	Filed at
First Trust Portfolios L.P.	42.22%	-7.29%	$691M	16.5M	-215,254	-1.29%	$41.82	13G/A	6/30/2025	23 Jul 2025 10:17:23
First Trust Portfolios L.P.	45.5%	-39.1%	$663M	16.7M	-2,016,654	-10.7%	$39.62	13G/A	4/30/2025	7 May 2025 10:04:56
First Trust Portfolios L.P.	74.44%		$743M	18.8M			$39.62	13G	3/31/2025	7 Apr 2025 10:01:26