Nantahala Capital Management, LLC

13F Holdings History for ESTABLISHMENT LABS HOLDINGS INC. - Common Stock (ESTA)

Symbol: ESTA on Nasdaq
Investment type: Equity / Common Stock
Latest Disclosed Ownership: 1.68M shares
Security Ownership: 6.1%

Shares, Excluding Options vs Price

Value, Excluding Options

Daniel Mack ownership in ESTABLISHMENT LABS HOLDINGS INC. Common Stock (ESTA)

2025-02-14 - Daniel Mack has filed an SCHEDULE 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 1.68M shares of ESTABLISHMENT LABS HOLDINGS INC. Common Stock (ESTA). This represents 6.1% percent ownership of the company. In their previous filing dated 2024-11-14, Nantahala Capital Management, LLC had reported owning 2.36M shares, indicating a decrease of -28.7% percent.

Reporting Name	Ownership %	Change	Value $	Shares owned	Change	Activity %	Price	Form	Report date	Filed at
Daniel Mack	6.1%	-29.3%	$58.1M	1.68M	-676,453	-28.7%	$34.52	13G/A	12/31/2024	14 Feb 2025 16:32:39
Nantahala Capital Management, LLC	8.44%		$81.4M	2.36M			$34.52	13G/A	9/30/2024	14 Nov 2024 16:53:53

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
6/30/2025		5.36%	+0%	$75.8M	1.78M	+1,486	+0.08%	$42.71	Q2 2025
3/31/2025		5.99%	+0.4%	$72.4M	1.77M	+119,574		$40.81	Q1 2025
12/31/2024		5.33%	-2.27%	$76.2M	1.65M	-704,671	-29.9%	$46.07	Q4 2024
9/30/2024		8.59%	-0.56%	$102M	2.36M	-153,709	-6.12%	$43.27	Q3 2024
6/30/2024		11.5%	+2.5%	$114M	2.51M	+548,288	+27.9%	$45.44	Q2 2024
6/30/2024	call			$0	0	-550,000	-100%		Q2 2024
3/31/2024		9.8%	-2.58%	$100M	1.96M	-505,592	-20.5%	$50.90	Q1 2024
3/31/2024	call	6.52%		$28M	550K			$50.90	Q1 2024
12/31/2023		6.4%	+1.29%	$64M	2.47M	+582,537	+30.9%	$25.89	Q4 2023
12/31/2023	call	1.43%	-0.06%	$14.2M	550K	-29,000	-5.01%	$25.89	Q4 2023
9/30/2023		7.91%	+0.19%	$92.6M	1.89M	+44,383	+2.41%	$49.07	Q3 2023
9/30/2023	call	2.43%	+2.43%	$28.4M	579K	+579,000	NEW	$49.07	Q3 2023
6/30/2023		12.2%	-0.19%	$126M	1.84M	-28,926	-1.55%	$68.61	Q2 2023
6/30/2023	call		-0.52%	$0	0	-100,000	-100%		Q2 2023
3/31/2023		9.72%	+0.3%	$127M	1.87M	+57,137	+3.15%	$67.74	Q1 2023
3/31/2023	call	0.52%		$6.77M	100K			$67.74	Q1 2023
12/31/2022		7.72%	-0.3%	$119M	1.82M	-69,407	-3.68%	$65.65	Q4 2022
12/31/2022	call	0.43%	+0.43%	$6.57M	100K	+100,000	NEW	$65.65	Q4 2022
9/30/2022		6.66%	-0.43%	$103M	1.88M	-122,955	-6.13%	$54.61	Q3 2022
6/30/2022		5.47%	-0.39%	$109M	2.01M	-141,816	-6.6%	$54.38	Q2 2022
3/31/2022		6.41%	+0.08%	$145M	2.15M	+25,965	+1.22%	$67.39	Q1 2022
12/31/2021		5.05%	+0.16%	$144M	2.12M	+66,197	+3.22%	$67.59	Q4 2021
9/30/2021		8.69%	+0.51%	$147M	2.06M	+129,775	+6.73%	$71.58	Q3 2021
6/30/2021		9.28%	-0.66%	$168M	1.93M	-132,390	-6.43%	$87.34	Q2 2021
3/31/2021		7.33%	+0.03%	$129M	2.06M	+17,555	+0.86%	$62.53	Q1 2021
12/31/2020		2.38%	+0.14%	$76.9M	2.04M	+122,909	+6.4%	$37.64	Q4 2020
9/30/2020		1.09%	+0.01%	$35.6M	1.92M	+11,477	+0.6%	$18.53	Q3 2020
6/30/2020		1.07%	-0.01%	$35.6M	1.91M	-17,856	-0.93%	$18.68	Q2 2020
3/31/2020		1.04%	+0.57%	$27.8M	1.93M	+1,053,647	+121%	$14.45	Q1 2020
12/31/2019		0.74%	+0.02%	$24.1M	872K	+20,000	+2.35%	$27.66	Q4 2019
9/30/2019		0.6%	+0.04%	$16.1M	852K	+59,318	+7.48%	$18.91	Q3 2019
6/30/2019		0.54%	+0.11%	$17.4M	793K	+160,543	+25.4%	$21.99	Q2 2019
3/31/2019		0.47%	+0.1%	$15.2M	632K	+136,103	+27.4%	$24.04	Q1 2019
12/31/2018		0.42%	+0.25%	$13.6M	496K	+295,958	+148%	$27.42	Q4 2018
9/30/2018		0.13%	+0.13%	$4.82M	200K	+200,000	NEW	$24.10	Q3 2018

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.