FOUNDATIONS INVESTMENT ADVISORS, LLC

Holdings History for Two Roads Shared Trust - Exchange Traded Product (AESR)

Symbol: AESR
Investment type: Equity / Exchange Traded Product
Latest Disclosed Shares Owned: 4,656,109 shares
Security Ownership %: 62%

Shares, Excluding Options vs Price

Value, Excluding Options

FOUNDATIONS INVESTMENT ADVISORS, LLC ownership in Two Roads Shared Trust Exchange Traded Product (AESR)

03 Nov 2025 - FOUNDATIONS INVESTMENT ADVISORS, LLC has filed an SCHEDULE 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 4,656,109 shares of Two Roads Shared Trust Exchange Traded Product (AESR). This represents 62% ownership of the company. In their previous filing dated 29 Apr 2025, FOUNDATIONS INVESTMENT ADVISORS, LLC had reported owning 5,127,474 shares, indicating a decrease of +9.2%. .

Reporting Name	Ownership %	Change	Value $	Shares owned	Change	Activity %	Price	Form	Report date	Filing time
FOUNDATIONS INVESTMENT ADVISORS, LLC	62%	-5.5%	$95,822,723	4,656,109	-471,365	-9.2%	$20.58	13G/A	30 Sep 2025	03 Nov 2025, 18:26
FOUNDATIONS INVESTMENT ADVISORS, LLC	66%		$75,578,967	5,127,474			$14.74	13G/A	31 Mar 2025	29 Apr 2025, 14:25

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2025	1.4%	-0.09%	$95,822,717	4,656,109	-307,555	-6.2%	$20.58	Q3 2025
30 Jun 2025	1.5%	-0.05%	$94,061,441	4,963,664	-163,810	-3.2%	$18.95	Q2 2025
31 Mar 2025	1.6%	+0.05%	$84,552,049	5,127,474	+168,291		$16.49	Q1 2025
31 Dec 2024	1.7%	+0.04%	$85,716,014	4,959,183	+123,980	+2.6%	$17.28	Q4 2024
30 Sep 2024	1.7%	+0.09%	$82,162,677	4,835,203	+261,791	+5.7%	$16.99	Q3 2024
30 Jun 2024	1.8%	+0.61%	$74,816,450	4,573,412	+1,417,318	+45%	$16.36	Q2 2024
31 Mar 2024	1.3%	+0.08%	$49,140,378	3,156,094	+180,387	+6.1%	$15.57	Q1 2024
31 Dec 2023	1.1%	+0.03%	$42,552,614	2,975,707	+65,117	+2.2%	$14.30	Q4 2023
30 Sep 2023	1.1%	+0.15%	$35,570,325	2,910,590	+390,659	+16%	$12.22	Q3 2023
30 Jun 2023	1.1%	+0.17%	$32,204,716	2,519,931	+393,222	+18%	$12.78	Q2 2023
31 Mar 2023	0.91%	+0.13%	$25,563,044	2,126,709	+298,972	+16%	$12.02	Q1 2023
31 Dec 2022	0.83%	+0.07%	$20,927,593	1,827,737	+160,814	+9.6%	$11.45	Q4 2022
30 Sep 2022	0.77%	+0.04%	$17,586,000	1,666,923	+83,652	+5.3%	$10.55	Q3 2022
30 Jun 2022	0.74%	+0.1%	$17,638,000	1,583,271	+204,426	+15%	$11.14	Q2 2022
31 Mar 2022	0.69%	+0.06%	$17,939,000	1,378,845	+110,173	+8.7%	$13.01	Q1 2022
31 Dec 2021	0.66%	+0.03%	$17,647,000	1,268,672	+48,093	+3.9%	$13.91	Q4 2021
30 Sep 2021	0.73%	+0.02%	$16,746,000	1,220,579	+29,333	+2.5%	$13.72	Q3 2021
30 Jun 2021	0.79%	-0.01%	$16,471,000	1,191,246	-10,382	-0.86%	$13.83	Q2 2021
31 Mar 2021	0.9%	+1%	$15,514,000	1,201,628	+1,201,628	NEW	$12.91	Q1 2021

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.