Barings Llc

Q1 2021 13F Holdings Report, Stock Holdings

Signature - Title
Christina Coone - Head of Regulatory Solutions
Location
Charlotte
Holdings as of
March 31, 2021
Value $
$4.04B
Num holdings
425
Date filed
5/11/2021, 11:30 AM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included IVV, BABA, QQQ, IWO, and BBDC.
Previous filing
Q4 2020 - Feb 16, 2021
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q1 compared to 2020 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christina Coone Head of Regulatory Solutions Dublin, Ireland 5/11/2021

Other Included Managers (4):

Num Name Location File Number
1 BARING ASSET MANAGEMENT (ASIA) Ltd Hong Kong, China 028-16290
2 Baring Asset Management Korea Ltd Seoul, Korea, Republic of 028-19111
3 BARING ASSET MANAGEMENT Ltd London, United Kingdom 028-16289
4 Baring SICE (Taiwan) LTD Taipei, Taiwan, Province of China