Rockefeller Financial Services Inc

Q1 2015 13F Holdings Report, Stock Holdings

Signature - Title
Timothy McCarthy - Chief Compliance Officer
Location
New York
Holdings as of
March 31, 2015
Value $
$4.63B
Num holdings
509
Date filed
5/5/2015, 12:11 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included JPM, ORCL, V, CVX, and WFC.
Previous filing
Q4 2014 - Jan 28, 2015
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q1 compared to 2014 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Timothy McCarthy Chief Compliance Officer New York City, New York 5/5/2015

Other Included Managers (3):

Num Name Location File Number
1 Rockefeller & Co. Llc New York, NY 028-00926
2 Rockefeller Trust Company, N.A. New York, NY 028-02772
3 Rockefeller Trust Co (Delaware) Wilmington, DE 028-11086