Stifel Financial Corp

Q3 2019 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Ronald J. Kruszewski - Chairman and Chief Executive Officer
Location
St. Louis
Holdings as of
September 30, 2019
Value $
$38.7B
Num holdings
2,758
Date filed
11/19/2019, 02:56 PM
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, MSFT, AAPL, AMZN, and JPM.
Previous filing
Q2 2019 - Aug 14, 2019
Next filing
Q4 2019 - Feb 13, 2020
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 - Restatement compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ronald J. Kruszewski Chairman and Chief Executive Officer St. Louis, Missouri 11/19/2019

Other Included Managers (8):

Num Name Location File Number
1 Ziegler Capital Management, LLC Chicago, IL 028-10982
2 Stifel Nicolaus & Co Inc \Mo\ St Louis, MO 028-06972
3 Stifel Independent Advisors, LLC St. Louis, MO 028-13699
4 1919 Investment Counsel, LLC Baltimore, MD 028-11345
5 Stifel Trust Company, N.A. St. Louis, MO 028-06397
6 Stifel Trust Co Delaware, N.A. Greenville, DE 028-16086
7 Jackson National Asset Management Llc Chicago, IL 028-06761
8 Washington Crossing Advisers LLC Florham Park, NJ 028-19513