OppenheimerFunds, Inc.

Q1 2018 13F Combination Report, Options Holdings

Signature - Title
Stephen Volpe - VP Compliance
Location
New York
Options holdings as of
March 31, 2018
Date filed
5/11/2018, 03:17 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q4 2017 - Feb 12, 2018
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2018 Q1 compared to 2017 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christina Carroll VP Compliance New York, New York 5/11/2018

Where OppenheimerFunds, Inc. (OFI) has indicated that it exercises sole investment discretion with respect to the securities positions reported in its Form 13F, such positions shall also be deemed reported on behalf of Massachusetts Mutual Life Insurance Company (MassMutual) to the extent that MassMutual may be deemed to share investment discretion over the positions as a result of OFI being a majority-owned indirect subsidiary of MassMutual.

List of Other Managers Reporting for OppenheimerFunds, Inc.:

Name Holdings Value Location File Number
MACQUARIE GROUP LTD $82.4B Sydney, Nsw 2000, Australia 028-13120

Other Included Managers (12):

Num Name Location File Number
1 Equitable Investment Management Group, LLC New York, NY 028-14633
2 Brighthouse Investment Advisers, LLC Charlotte, NC 028-05167
3 Directed Services LLC West Chester, PA 028-14593
4 JACKSON NATIONAL ASSET MANAGEMENT LLC Chicago, IL 028-06761
5 Nationwide Fund Advisors Columbus, OH 028-05161
6 OFI Advisors LLC Philadelphia, PA 028-12355
7 OFI GLOBAL INSTITUTIONAL, INC New York, NY 028-10234
8 OFI SteelPath, Inc. Dallas, TX 028-15436
9 Pacific Life Fund Advisors LLC Newport Beach, CA 028-14003
10 SEI INVESTMENTS CO 028-16454
11 SUNAMERICA ASSET MANAGEMENT, LLC Jersey City, NJ 028-02725
12 TRANSAMERICA ASSET MANAGEMENT, INC. 028-12394