Rockefeller Financial Services Inc

Q2 2017 13F Holdings Report, Stock Holdings

Signature - Title
Timothy McCarthy - Chief Compliance Officer
Location
New York
Holdings as of
June 30, 2017
Value $
$5.04B
Num holdings
442
Date filed
7/18/2017, 01:26 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included LUV, JPM, META, ORCL, and GOOG.
Previous filing
Q1 2017 - Apr 28, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q2 compared to 2017 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Timothy McCarthy Chief Compliance Officer New York, New York 7/17/2017

Other Included Managers (3):

Num Name Location File Number
1 Rockefeller & Co. Llc New York, NY 028-00926
2 Rockefeller Trust Company, N.A. New York, NY 028-02772
3 Rockefeller Trust Co (Delaware) Wilmington, DE 028-11086