| Name | Title | City, State | Date |
|---|---|---|---|
| M. Andrews Yeo | COO, Equities & Derivatives, BNP Paribas Securities Corp | New York, New York | 11/12/2014 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| Bank Of The West | $851M | Monterey Park, CA | 028-00898 |
| First HawaIIan Bank | $780M | Honolulu, HI | 028-04029 |
| Bnp Paribas Financial Markets | $129B | Paris, France | 028-10038 |
| BNP Paribas Asset Management Holding S.A. | $40.9B | Paris, France | 028-14490 |