| Name | Title | City, State | Date |
|---|---|---|---|
| Christopher Innes | Head of Equity Sales and Investment Banking, Americas | New York, New York | 11/16/2015 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| Bank Of The West | $851M | Monterey Park, CA | 028-00898 |
| First HawaIIan Bank | $780M | Honolulu, HI | 028-04029 |
| Bnp Paribas Financial Markets | $129B | Paris, France | 028-10038 |
| Exane Derivatives | $174M | Paris, France | 028-16295 |