Advisors Asset Management, Inc.

Q2 2019 13F Combination Report, Restatement, Stock Holdings

Signature - Title
John Webber - Chief Compliance Officer
Location
Monument
Holdings as of
June 30, 2019
Value $
$5.54B
Num holdings
1,521
Date filed
11/14/2019, 12:10 PM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, AMZN, AAPL, META, and GOOGL.
Previous filing
Q1 2019 - May 15, 2019
Next filing
Q3 2019 - Nov 14, 2019
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q2 - Restatement compared to 2019 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John Webber Chief Compliance Officer Boerne, Texas 11/13/2019

List of Other Managers Reporting for Advisors Asset Management, Inc.:

Name Holdings Value Location File Number
Bahl & Gaynor Inc $19.8B Cincinnati, OH 028-02825
Hartford Investment Management Co $3.14B Hartford, CT 028-06652
Phocas Financial Corp. $695M Alameda, CA 028-12179
Vident Investment Advisory, LLC Alpharetta, GA 028-16741