| Sym | Weight | Trade Impact | Company | Class | Shares Change | Activity | Value Change $ | Value $ | * Price $ | Shares | Principal |
|---|
| Name | Title | City, State | Date |
|---|---|---|---|
| Weston B. Wetherell | VP, CCO and Deputy GC, PPM America, Inc. | Chicago, Illinois | 14 Feb 2014 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| JACKSON NATIONAL ASSET MANAGEMENT LLC | Chicago, IL | 028-06761 | |
| CURIAN CAPITAL LLC | Denver, CO | 028-10624 | |
| SII INVESTMENTS INC/WI | Appleton, WI | 028-13970 | |
| INVESTMENT CENTERS OF AMERICA INC | Bismarck, ND | 028-14413 | |
| NATIONAL PLANNING CORP | El Segundo, CA | 028-13971 | |
| IFC Holdings Incorporated/FL | Tampa, FL | 028-13972 |
| Num | Name | Location | File Number |
|---|---|---|---|
| 1 | PPM AMERICA INC/IL | Chicago, IL | 028-03586 |
| 2 | M&G INVESTMENT MANAGEMENT LTD | London, United Kingdom | 028-03513 |
| 3 | EASTSPRING INVESTMENTS (SINGAPORE) LTD | Singapore, Singapore | 028-14135 |