Waterstone Capital Management, L.P.

Q3 2014 13F Holdings Report, Stock Holdings

Signature - Title
Kurt Peterson - Chief Financial Officer
Location
Plymouth
Holdings as of
September 30, 2014
Value $
$229M
Num holdings
20
Date filed
11/13/2014, 03:15 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included LRCX, TLMR, NYCBPRU, PARR, and NMIH.
Previous filing
Q2 2014 - Aug 14, 2014
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kurt Peterson Chief Financial Officer Plymouth, Minnesota 11/13/2014

Other Included Managers (4):

Num Name Location File Number
1 Waterstone Market Neutral Master Fund, Ltd. St. Louis Park, MN 028-12029
2 Waterstone Offshore ER Fund, Ltd. Plymouth, MN 028-14301
3 Waterstone Mf Fund Ltd. Plymouth, MN 028-14300
4 Waterstone Offshore Ad Fund, Ltd. Camana Bay, Grand Cayman, Cayman Islands 028-15220