Waterstone Capital Management, L.P.

Q3 2016 13F Holdings Report, Stock Holdings

Signature - Title
Karl Kittelson - Controller
Location
St. Louis Park
Holdings as of
30 Sep 2016
Value $
$193M
Num holdings
18
Date filed
14 Nov 2016, 08:17
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included OZRK, NYCBPRU, NMIH, AMTPRA, and ORI.
Previous filing
Q2 2016 - 15 Aug 2016
Next filing
Q4 2016 - 14 Feb 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Karl Kittelson Controller St. Louis Park, Minnesota 14 Nov 2016

Other Included Managers (1):

Num Name Location File Number
1 Waterstone Market Neutral Master Fund, Ltd. St. Louis Park, MN 028-12029