CAXTON CORP

Q3 2019 13F Holdings Report, Stock Holdings

Signature - Title
Heath Weisberg - Chief Compliance Officer
Location
Princeton
Holdings as of
30 Sep 2019
Value $
$88.7M
Num holdings
40
Filing time
14 Nov 2019, 11:13:42 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SBBP, STSA, MTEMXXXX, ABDC, and KALA. Confidential Treatment Requested (one or more holding(s) omitted).
Previous filing
Q2 2019 - 14 Aug 2019
Next filing
Q4 2019 - 14 Feb 2020
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Confidential Treatment Requested. (The Manager has omitted from this public Form 13F one or more holding(s) for which it is requesting confidential treatment from the U.S. Securities and Exchange Commission pursuant to section 13(f) of the Exchange Act and rule 24b-2 thereunder)

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Heath Weisberg Chief Compliance Officer Princeton, New Jersey 14 Nov 2019