Ariel Investments, Llc

Q1 2021 13F Combination Report, Stock Holdings

Signature - Title
James R. Prescott - Vice President, Compliance
Location
Chicago
Holdings as of
March 31, 2021
Value $
$10.2B
Num holdings
136
Date filed
5/14/2021, 09:36 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included BIDU, PM, MSFT, MAT, and FAF.
Previous filing
Q4 2020 - Feb 12, 2021
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q1 compared to 2020 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James R. Prescott Vice President, Compliance Chicago, Illinois 5/14/2021

List of Other Managers Reporting for Ariel Investments, Llc:

Name Holdings Value Location File Number
Northern Trust Corp $727B Chicago, IL 028-00290

Other Included Managers (1):

Num Name Location File Number
1 Northern Trust Corp Chicago, IL 028-00290