| Sym | Weight | Trade Impact | Company | Class | Shares Change | Activity | Value Change $ | Value $ | * Price $ | Shares | Principal |
|---|
| Name | Title | City, State | Date |
|---|---|---|---|
| James L. Smith | Chief Compliance Officer | San Francisco, California | 5/14/2014 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| Guardian Investor Services Llc | $126M | New York, NY | 028-02098 |
| Num | Name | Location | File Number |
|---|---|---|---|
| 1 | Guardian Investor Services Llc | New York, NY | 028-02098 |