Ubs Ag

Q4 2013 13F Holdings Report, Restatement, Stock Holdings

Signature - Title: Anthony DeFilippis - Executive Director
Location: Stamford
Holdings as of: December 31, 2013
Value $: $107B
Num holdings: 10,076
Date filed: 5/21/2014, 12:25 PM
Form type: 13F-HR/A-1 - Restatement
Description: All US holdings of this investor are reported in this report. Top holdings included SPY, AAPL, 1338PS, SPY, and AAPL.
Next filing: Q1 2014 - May 16, 2014
SEC: View on sec.gov
Options Holdings: Showing stock holdings, see here for options holdings

Sym	Weight	Trade Impact	Company	Class	Shares Change	Activity	Value Change $	Value $	* Price $	Shares	Principal

Compare Q4 2013 to

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Anthony DeFilippis	Executive Director	Stamford, Connecticut	5/21/2014

Other Included Managers (3):

Num	Name	Location	File Number
1	Ubs Financial Services Inc	New York, NY	028-11496
17	Vontobel Swiss Financial Advisers AG	Zurich, Switzerland	028-11603
20	Ubs Ag New York Branch	Chicago, IL	028-07344