Ubs Ag

Q2 2014 13F Holdings Report, Stock Holdings

Signature - Title
Anthony DeFilippis - Executive Director
Location
Stamford
Holdings as of
June 30, 2014
Value $
$128B
Num holdings
10,113
Date filed
8/14/2014, 01:09 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, AAPL, 1338PS, SPY, and JNJ.
Previous filing
Q1 2014 - May 16, 2014
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q2 compared to 2014 Q1 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anthony DeFilippis Executive Director Stamford, Connecticut 8/14/2014

Other Included Managers (3):

Num Name Location File Number
1 Ubs Financial Services Inc New York, NY 028-11496
17 Vontobel Swiss Financial Advisers AG Zurich, Switzerland 028-11603
20 Ubs Ag New York Branch Chicago, IL 028-07344