Mitsubishi UFJ Securities Holdings Co., Ltd.

Q3 2014 13F Holdings Report, Options Holdings

Signature - Title
Hidetoshi Fuwa - Chief Manager of Corporate Planning Division
Location
Mejirodai, Bunkyo Ku, Tokyo
Options holdings as of
September 30, 2014
Date filed
11/14/2014, 05:08 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2013 - Feb 13, 2014
Next filing
Q1 2015 - May 11, 2015
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kazuo Ozaki Deputy General Manager of Corporate Planning Division Tokyo, Japan 11/10/2014

List of Other Managers Reporting for Mitsubishi UFJ Securities Holdings Co., Ltd.:

Name Holdings Value Location File Number
MUFG Securities EMEA plc $5.15B London, United Kingdom 028-15731
MUFG SECURITIES (CANADA), LTD. $2.77B New York, NY 028-21099

Other Included Managers (1):

Num Name Location File Number
1 Mitsubishi UFJ Financial Group, Inc. 28-13582