Sonora Investment Management, LLC

Q3 2015 13F Holdings Report, Stock Holdings

Signature - Title
Sara S. Ramos - DIRECTOR OF COMPLIANCE
Location
Tucson
Holdings as of
September 30, 2015
Value $
$148M
Num holdings
971
Date filed
11/4/2015, 02:42 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included QCOM, AAPL, GLW, CSX, and SSW.
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
SARA S. RAMOS DIRECTOR OF COMPLIANCE Tucson, Arizona 10/22/2015