UBS Group AG

Q1 2016 13F Combination Report, Stock Holdings

Signature - Title
Debra Cho - Director, Compliance and Operational Risk Control
Location
Zurich
Holdings as of
March 31, 2016
Value $
$149B
Num holdings
7,339
Date filed
5/12/2016, 03:22 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included SPY, IWM, SPY, UBS, and GLD.
Previous filing
Q4 2015 - Feb 16, 2016
Next filing
Q2 2016 - Aug 12, 2016
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q1 compared to 2015 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Debra Cho Director, Compliance and Operational Risk Control Stamford, Connecticut 5/12/2016

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $461B Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $915M Chicago, IL 028-06327

Other Included Managers (3):

Num Name Location File Number
1 Ubs Financial Services Inc New York, NY 028-11496
17 Vontobel Swiss Financial Advisers AG Zurich, Switzerland 028-11603
20 Ubs Ag New York Branch Chicago, IL 028-07344