Lightyear Capital LLC

Q1 2017 13F Combination Report, Stock Holdings

Signature - Title
Ellan Ben-Hayon - Managing Director
Location
New York
Holdings as of
March 31, 2017
Value $
$88.6M
Num holdings
1
Date filed
5/12/2017, 04:36 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included CACB.
Previous filing
Q4 2016 - Feb 10, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q1 compared to 2016 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ellan Ben-Hayon Managing Director New York, New York 5/12/2017

Each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. is an affiliate of a portfolio company owned by an investment fund advised by an affiliate of Lightyear Capital LLC. Lightyear Capital LLC has information barriers in place with each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. However, under Section 13(f) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Lightyear Capital LLC may be deemed to have shared investment discretion with each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. over the securities managed by each.

List of Other Managers Reporting for Lightyear Capital LLC:

Name Holdings Value Location File Number
Virtus Fund Advisers, LLC Hartford, CT 028-11308
Wealth Enhancement Advisory Services, Llc $66.1B Plymouth, MN 028-16444
Advisor Group, Inc. $14.3B Phoenix, AZ 028-17493