Nuveen Asset Management, LLC

Q2 2019 13F Combination Report, Options Holdings

Signature - Title
Diane S. Meggs - Chief Compliance Officer
Location
Chicago
Options holdings as of
June 30, 2019
Date filed
8/15/2019, 06:02 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q1 2019 - May 14, 2019
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q2 compared to 2019 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Diane S. Meggs Chief Compliance Officer Chicago, Illinois 8/14/2019

List of Other Managers Reporting for Nuveen Asset Management, LLC:

Name Holdings Value Location File Number
Teachers Insurance & Annuity Association Of America $80.1M New York, NY 028-00331
Nuveen Investments, Inc Chicago, IL 028-11405
Tiaa Cref Investment Management Llc New York, NY 028-03194
Teachers Advisors, Llc New York, NY 028-04800
Santa Barbara Asset Management, Llc Los Angeles, CA 028-05621
Nuveen Fund Advisors, LLC Chicago, IL 028-11710
Russell Investments Group, Ltd. $78.4B London, United Kingdom 028-17598

Other Included Managers (6):

Num Name Location File Number
1 Nuveen Investments, Inc Chicago, IL 028-11405
2 Nuveen Fund Advisors, LLC Chicago, IL 028-11710
3 Tiaa Cref Investment Management Llc New York, NY 028-03194
4 Teachers Advisors, Llc New York, NY 028-04800
5 Nuveen Investments, Inc Chicago, IL 028-11405
6 Teachers Insurance & Annuity Association Of America New York, NY 028-00331