BROOKFIELD Corp /ON/

Q3 2019 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Kathy Sarpash - Vice President, Legal & Regulatory
Location
Toronto
Holdings as of
September 30, 2019
Value $
$9.78B
Num holdings
29
Date filed
11/14/2019, 08:59 PM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included TERPXXXX, BEP, BPY, VST, and BBU.
Previous filing
Q2 2019 - Aug 14, 2019
Next filing
Q4 2019 - Feb 18, 2020
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 - Restatement compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kathy Sarpash Vice President, Legal & Regulatory Toronto, Ontario, Canada 11/14/2019

List of Other Managers Reporting for BROOKFIELD Corp /ON/:

Name Holdings Value Location File Number
Oaktree Capital Management Lp $5.05B Los Angeles, CA 028-05050
Brookfield Public Securities Group LLC New York, NY 028-13826

Other Included Managers (4):

Num Name Location File Number
1 Brookfield Asset Management Private Institutional Capital Adviser US, LLC New York, NY 028-16270
2 Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC New York, NY 028-16296
3 Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP Toronto, Ontario, Canada 028-14362
4 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. Toronto, Ontario, Canada 028-17298