Sumitomo Mitsui Financial Group, Inc.

Q2 2020 13F Holdings Report, Options Holdings

Signature - Title
Akihiro Kawara - General Manager Planning Dept, Global Markets Busines Unit
Location
Tokyo
Options holdings as of
30 Jun 2020
Date filed
14 Aug 2020, 06:38
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2020 - 14 May 2020
Next filing
Q3 2020 - 12 Nov 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q2 compared to 2020 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Akihiro Kawara General Manager Planning Dept, Global Markets Busines Unit Tokyo, Japan 14 Aug 2020

Other Included Managers (2):

Num Name Location File Number
1 Sumitomo Mitsui Banking Corporation
2 SMBC Trust Bank Ltd. Chiyoda Ku, Tokyo, Japan