Sumitomo Mitsui Financial Group, Inc.

Q3 2020 13F Holdings Report, Stock Holdings

Signature - Title
Akihiro Kawara - General Manager Planning Dept, Global Markets Busines Unit
Location
Tokyo
Holdings as of
September 30, 2020
Value $
$2.93B
Num holdings
151
Date filed
11/12/2020, 06:06 AM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included LQD, ARES, IVV, VOO, and SQ.
Previous filing
Q2 2020 - Aug 14, 2020
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q3 compared to 2020 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Akihiro Kawara General Manager Planning Dept, Global Markets Busines Unit Tokyo, Japan 11/12/2020

Other Included Managers (4):

Num Name Location File Number
1 Sumitomo Mitsui Banking Corporation
2 SMBC Trust Bank Ltd. Chiyoda Ku, Tokyo, Japan
3 SMBC Nikko Securities Inc. Tokyo, Japan
4 Sumitomo Mitsui Card Company, Limited