B. Riley Financial, Inc.

Q4 2015 13F Holdings Report, Restatement, Stock Holdings

Notable people
Bryant R. Riley
Signature - Title
Allison V. Petchenick - Chief Compliance Officer
Location
Woodland Hills
Holdings as of
December 31, 2015
Value $
$138M
Num holdings
129
Date filed
3/2/2016, 03:10 PM
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included UNTD, TPX, VV, MWW, and PRGX.
Next filing
Q1 2016 - May 16, 2016
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Allison V. Petchenick Chief Compliance Officer Los Angeles, California 3/2/2016

Other Included Managers (2):

Num Name Location File Number
1 B. Riley Capital Management, Llc Los Angeles, CA 028-17147
2 Bryant R. Riley Woodland Hills, CA 028-17146