Heights Capital Management, Inc

Q3 2025 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Brian Sopinsky - Assistant Secretary
Location
San Francisco, CA
Holdings as of
September 30, 2025
Value $
$315M
Num holdings
180
Date filed
11/18/2025, 02:43 PM
Form type
13F-HR-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included FLUT, IBRX, NNE, OATLY GROUP AB, and DFDV.
Previous filing
Q2 2025 - Aug 14, 2025
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2025 Q3 - Restatement compared to 2025 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Brian Sopinsky Assistant Secretary Bala Cynwyd, Pennsylvania 11/18/2025

Other Included Managers (1):

Num Name Location File Number
12 CVI Investments, Inc. Grand Cayman, Cayman Islands 028-17822