Mackay Shields Llc

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title
Rene A. Bustamante - Chief Compliance Officer
Location
New York
Holdings as of
December 31, 2013
Value $
$2.66B
Num holdings
673
Date filed
1/27/2014, 08:34 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included UTXPRA, GM, MLU, SWU, and F.
Next filing
Q1 2014 - May 8, 2014
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rene A. Bustamante Chief Compliance Officer New York, New York 1/27/2014

Other Included Managers (4):

Num Name Location File Number
1 New York Life Investment Management Llc New York, NY 028-06325
2 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Chicago, IL 028-02682
3 First Trust Advisors Lp Wheaton, IL 028-06487
4 Mercer Trust Co LLC Boston, MA 028-14465