MARINER INVESTMENT GROUP LLC

Q4 2013 13F Combination Report, Stock Holdings

Signature - Title
Tucker Goodrich - Managing Director
Location
Harrison
Holdings as of
31 Dec 2013
Value $
$648,535,214
Num holdings
267
Filing time
13 Feb 2014, 14:45:39 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included SPY, EPPRC, NOVXXXX, RPTPRD, and GDXXXXX.
Next filing
Q1 2014 - 14 May 2014
Options Holdings
Showing stock holdings, see here for options holdings
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Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Tucker Goodrich Managing Director Harrison, New York 13 Feb 2014

List of Other Managers Reporting for MARINER INVESTMENT GROUP LLC:

Name Holdings Value Location File Number
HAVENS ADVISORS LLC $39,341,097 New York, NY 028-10727