NATIONAL PLANNING CORP

Q3 2014 13F Holdings Report, Stock Holdings

Signature - Title
Sean Haley - Chief Compliance Officer
Location
El Segundo
Holdings as of
30 Sep 2014
Value $
$1,312,758,028
Num holdings
749
Filing time
24 Oct 2014, 12:39:39 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included VTV, VUG, SPY, CVX, and BSV.
Previous filing
Q2 2014 - 16 Jul 2014
Next filing
Q4 2014 - 20 Jan 2015
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Sean Haley Chief Compliance Officer Santa Monica, California 24 Oct 2014

Other Included Managers (1):

Num Name Location File Number
1 PRUDENTIAL PLC London 028-03582