MUFG Americas Holdings Corp

Q1 2017 13F Holdings Report, New Holdings, Stock Holdings

Signature - Title
Daniel Kinsella - Vice President
Location
New York
Holdings as of
March 31, 2017
Value $
$9.11M
Num holdings
13
Date filed
11/14/2018, 04:26 PM
Form type
13F-HR/A-1 - New Holdings
Description
Top holdings included DTV, BKHU, SRCL, ELV, and GXP.
Previous filing
Q4 2016 - Feb 8, 2017
Next filing
Q2 2017 - Aug 7, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Daniel Kinsella Vice President Oakland, California 11/5/2018

This amendment to Form 13F is being filed to add new holdings entries which were omitted due to an inadvertent data formatting error.

Other Included Managers (3):

Num Name Location File Number
3 MUFG Bank, Ltd. Tokyo 100 8388,, Japan 028-05836
4 Mitsubishi Ufj Financial Group Inc Tokyo, Japan 028-13582
5 MUFG SECURITIES AMERICAS INC. 008-43026