Mackay Shields Llc

Q4 2018 13F Holdings Report, Stock Holdings

Signature - Title
Rene A. Bustamante - Chief Compliance Officer
Location
New York
Holdings as of
December 31, 2018
Value $
$12.3B
Num holdings
1,367
Date filed
2/14/2019, 10:10 AM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, VOO, MSFT, AAPL, and AMZN.
Previous filing
Q3 2018 - Nov 14, 2018
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q4 compared to 2018 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rene A. Bustamante Chief Compliance Officer New York, New York 2/14/2019

Other Included Managers (6):

Num Name Location File Number
1 New York Life Investment Management Llc New York, NY 028-06325
2 First Trust Advisors Lp Wheaton, IL 028-06487
3 New York Life Insurance Co New York, NY 028-00065
4 Oppenheimer Asset Management Inc. New York, NY 028-10748
5 Mcmorgan & Co Llc San Francisco, CA 028-10044
6 Rivernorth Capital Management, Llc West Palm Beach, FL 028-13256