Transform Wealth, LLC

Q3 2019 13F Holdings Report, Stock Holdings

Signature - Title
Mark J. Riley - CCO
Location
Colorado Springs
Holdings as of
30 Sep 2019
Value $
$563M
Num holdings
209
Filing time
24 Oct 2019, 09:37:40 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included VOO, SPY, MSFT, XLP, and IVW.
Previous filing
Q2 2019 - 30 Jul 2019
Next filing
Q4 2019 - 24 Jan 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mark J. Riley CCO Colorado Springs, Colorado 22 Oct 2019

CARNICK & KUBIK GROUP LLC WAS FORMED ON APRIL 1, 2016 AND FORMERLLY REPORTED UNDER CARNICK & KUBIK LLC WHICH WITHDREW IT'S RIA REGISTRATION WITH THE SEC ON THAT DATE AS WELL.