Mackay Shields Llc

Q1 2020 13F Holdings Report, Stock Holdings

Signature - Title
Rene A. Bustamante - Chief Compliance Officer
Location
New York
Holdings as of
March 31, 2020
Value $
$10.8B
Num holdings
1,383
Date filed
5/7/2020, 05:55 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, MSFT, AAPL, AMZN, and VOO.
Previous filing
Q4 2019 - Feb 11, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q1 compared to 2019 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rene A. Bustamante Chief Compliance Officer New York, New York 4/29/2020

Other Included Managers (7):

Num Name Location File Number
1 New York Life Investment Management Llc New York, NY 028-06325
2 First Trust Advisors Lp Wheaton, IL 028-06487
3 New York Life Insurance Co New York, NY 028-00065
4 Oppenheimer Asset Management Inc. New York, NY 028-10748
5 Mcmorgan & Co Llc San Francisco, CA 028-10044
6 Rivernorth Capital Management, Llc West Palm Beach, FL 028-13256
7 IndexIQ Advisors LLC New York, NY 028-13712