New York Life Investment Management Llc

Q4 2020 13F Combination Report, Stock Holdings

Signature - Title
Kevin Bopp - Chief Compliance Officer
Location
New York
Holdings as of
December 31, 2020
Value $
$1.49B
Num holdings
26
Date filed
2/23/2021, 11:56 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included IQSU, CLRG, IQIN, HFXI, and CSML.
Previous filing
Q3 2020 - Nov 16, 2020
Next filing
Q1 2021 - May 14, 2021
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q4 compared to 2020 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kevin Bopp Chief Compliance Officer New York, New York 2/22/2021

List of Other Managers Reporting for New York Life Investment Management Llc:

Name Holdings Value Location File Number
Mackay Shields Llc $3.12B New York, NY 028-00046
Price T Rowe Associates Inc /Md/ $883B Baltimore, MD 028-00115
Janus Henderson Investors Us Llc Denver, CO 028-01343
MELLON INVESTMENTS Corp Boston, MA 028-02900
Winslow Capital Management, LLC $29.9B Minneapolis, MN 028-03676
Segall Bryant & Hamill, Llc $7.12B Chicago, IL 028-03381
Cbre Investment Management Listed Real Assets Llc $6.6B Radnor, PA 028-06044
Markston International Llc $99.1M White Plains, NY 028-04869
Brown Advisory LLC Baltimore, MD 028-05775
Pacific Investment Management Co Llc Newport Beach, CA 028-10952
Epoch Investment Partners, Inc. $19.3B New York, NY 028-10968
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT $1.65B Dallas, TX 028-12384
Fiam Llc Smithfield, RI 028-12282
IndexIQ Advisors LLC New York, NY 028-13712
Candriam S.C.A. $17.3B Strassen, Luxembourg, Luxembourg 028-16845
NYL Investors LLC $363M New York, NY 028-16259