Cowen Investment Management LLC

Q1 2024 13F Holdings Report, Stock Holdings

Signature - Title
John Holmes - Chief Operating Officer
Location
New York, NY
Holdings as of
31 Mar 2024
Value $
$81,134,415
Num holdings
7
Filing time
29 Aug 2024, 09:52:43 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SMFG, LYG, HTZWW, STHO, and LBRDK.
Previous filing
Q4 2023 - 29 Aug 2024
Next filing
Q2 2024 - 29 Aug 2024
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2024 Q1 compared to 2023 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John Holmes Chief Operating Officer New York, New York 29 Aug 2024

Cowen Investment Management LLC and its affiliates ("Cowen") may be deemed to be ultimately controlled by Toronto-Dominion Bank and its affiliates ("TD"), by virtue of their corporate relationship. Neither TD nor Cowen share information with one another related to their investments, with certain exceptions. However, under Section 13(f) of the Securities Exchange Act 1934, as amended, and the rules promulgated thereunder, TD may be deemed to have shared investment discretion with Cowen over the securities managed by Cowen.