Paloma Partners Management Co

Q4 2013 13F Combination Report, Stock Holdings

Signature - Title
Randall U Tam - Vice President
Location
Greenwich
Holdings as of
December 31, 2013
Value $
$2B
Num holdings
979
Date filed
2/14/2014, 01:59 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included SPY, GLD, TBT, XLP, and IWM.
Next filing
Q1 2014 - May 15, 2014
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Randall U Tam Vice President Greenwich, Connecticut 2/14/2014

List of Other Managers Reporting for Paloma Partners Management Co:

Name Holdings Value Location File Number
Mak Capital One Llc $501M New York, NY 028-12344
Realm Partners LLC New York, NY 028-13693
LMR Master Fund Ltd $968M Grand Cayman, Cayman Islands 028-14442
Cipher Capital LP $216M New York, NY 028-15310

Other Included Managers (5):

Num Name Location File Number
1 Riley Creek Capital Management LLC Chanhassen, MN 028-14816
2 Ergoteles LLC New York, NY 028-15313
3 Kintegral Advisory, LLC New York, NY 028-15308
4 Schecter Capital LP New York, NY 028-15947
5 Rockville Capital, LLC Garden City, NY 028-15946