IndexIQ Advisors LLC

Q3 2021 13F Combination Report, Stock Holdings

Signature - Title
Jonathan Zimmerman - Chief Operating Officer
Location
New York
Holdings as of
September 30, 2021
Value $
$3B
Num holdings
1,143
Date filed
11/10/2021, 02:00 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included VCSH, ULTR, CWB, SRLN, and BKLN.
Previous filing
Q2 2021 - Aug 4, 2021
Next filing
Q4 2021 - Feb 4, 2022
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jonathan Zimmerman Chief Operating Officer New York, New York 11/10/2021

List of Other Managers Reporting for IndexIQ Advisors LLC:

Name Holdings Value Location File Number
Mackay Shields Llc $3.12B New York, NY 028-00046
NYL Investors LLC $363M New York, NY 028-16259

Other Included Managers (2):

Num Name Location File Number
1 Indexiq Llc New York, NY 028-13710
2 New York Life Investment Management Llc New York, NY 028-06325